SOC Type 1 assesses the design of an AI service provider's controls related to data security, privacy, and system integrity at a specific point in time. It reviews the existence of controls for handling data securely but does not test their effectiveness over a prolonged period. This report is useful for organizations that need to establish baseline controls for their AI systems.

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SOC Type 1 provides a technical evaluation of an organization’s internal controls concerning data security, privacy, and system processing at a single point in time. For AI services, the audit verifies that controls are designed to handle data securely, ensure processing accuracy, and protect user privacy. It does not assess how these controls perform over time; instead, it confirms that the appropriate measures are initially in place.

This standard is suitable for organizations that have recently integrated AI systems and need a baseline review of their controls before expanding their operations. It establishes that the fundamental safeguards for data integrity and system security are present, which is critical during the early stages of AI adoption or automation projects.

Compared to SOC Type 2, SOC Type 1 is limited because it does not test the ongoing operational effectiveness of the controls. However, it provides a quick assessment to validate that an organization has implemented essential controls, allowing for subsequent in-depth evaluations.

We provide assistance in AI technology compliance review including SOC compliance for AI system integration and automation.